Notice of Proposed Rule Making

NPRM 9807RP

 

 

 

 

 

 

Registration of Aircraft

Civil Aviation Safety Regulation (CASR) Part 47

 


 

Introduction

 

In June 1996, the Civil Aviation Safety Authority (CASA) initiated the Regulatory Framework Program which has, as its principal objective, the complete review and revision of the Australian aviation safety requirements currently contained in the Civil Aviation Regulations (CARs) and the Civil Aviation Orders (CAOs).  The proposed new legislation will be called the Civil Aviation Safety Regulations (CASRs).

 

The CASRs will consolidate into one body of rules, the safety requirements currently contained in the CARs and CAOs, thereby reducing the number of levels of legislation under the Civil Aviation Act.  The development of the CASRs is a joint industry and CASA initiative.

 

This NPRM contains a proposal to introduce CASR Part 47 - Registration of Aircraft to replace the requirements of the existing CAR Part Ill - Division I- Aircraft Register, Division 1A - Registration of Aircraft, Division 1B - Notifying CASA of certain matters, Division 1C -  Expiry, suspension and cancellation of registration, etc., and Division 1D - Miscellaneous.

 

The significant changes contained in the proposal are that registration may be approved at the request of the owner, by facsimile, telephone or written means and the availability of "dealer's" certificates of registration and registration marks. The latter replacing the "trade plate" system in use prior to 1992.  These provisions introduce flexibility to the registration process and generally harmonise with the requirements of the US. Code of Federal Regulations (FARs) Part 47.  The proposals also seek to implement practices which result in safety resources being most effectively allocated to ensure optimum safety and participation levels in aviation.

 

You are invited to respond to this proposal using the response sheet in this NPRM.  The closing date for comments is 25th September 1998.  A summary of the responses will be prepared subsequent to the closing date and made available in conjunction with the making of the final rule.

 

Finally, I would like to thank you in advance for taking the time to respond to this proposal, and wish to stress that no action will be taken on this proposal until all responses and submissions have been considered.

 

 

Signed

 

 

Mick Toller

Director of Aviation Safety

4 August 1998


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Table Of Contents

INTRODUCTION .................................................................

1

TABLE OF CONTENTS ........................................................

3

TERMINOLOGY ..................................................................

5

DEFINITIONS .....................................................................

6

THE PROPOSAL .................................................................

7

1.  Problem...............................................................................

7

2.  Objective .............................................................................

7

3.  Options ...............................................................................

8

4.  Impact analysis of options....................................................

8

Persons affected ...............................................................

8

Effect on existing regulation .............................................

9

Expected impact (benefits or costs), distribution effects and persons affected ........................................................

9

Effect on the environment by implementing this proposal..

10

Compliance ......................................................................

10

5.  Consultation .......................................................................

11

6.  How to submit comments on this NPRM .............................

11

7.  Disposition of comments received .......................................

11

RESPONSE SHEET .............................................................

13

ANNEX A  DRAFT REGULATIONS - CASR PART 47 ..............

A1

ANNEX B  PROPOSED DRAFT AMENDMENTS AND SAVING PROVISIONS ......................................................................

B1

ANNEX C  DRAFT ADVISORY CIRCULAR - AC 47.1(0) .........

C1

ANNEX D  CAR/CASR COMPARISON TABLE .......................

D1


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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TERMINOLOGY

 

AC                Advisory Circular

AD                Airworthiness Directive

CAA             Civil Aviation Authority

CAAP          Civil Aviation Advisory Publication

CAO             Civil Aviation Order

CAR             Civil Aviation Regulation

CASA          Civil Aviation Safety Authority

CASR          Civil Aviation Safety Regulation

FAA             Federal Aviation Administration of the USA

FAR             Federal Aviation Regulations of the USA

ICAO            International Civil Aviation Organisation

JAR             Joint Aviation Requirements of the European Joint Aviation Authorities

NAA             National Airworthiness Authority

NPRM         Notice of Proposed Rule Making

SAR             Search and Rescue

US                United States of America

 


 

Definitions

Definitions used in this NPRM have the following meanings:

approved: means approved by CASA;

balloon: means an unpowered, lighter-than-air aircraft;

certificate of registration: in relation to an aircraft, means the certificate given under regulation 47.11 or 47.13 in respect of the aircraft;

Civil Aircraft Register: means the register established and maintained under regulation 47.2;

class: in relation to an aircraft— refer Appendix 3 of AC 47-1(0);

dealer’s registration mark: means a registration mark assigned to an aircraft manufacturer, distributor or dealer under regulation 47.21;

glider: means an unpowered, heavier-than-air aircraft that derives its lift in flight chiefly from aerodynamic reactions on surfaces remaining fixed under given conditions of flight;

heavier-than-air aircraft: is the generic term for aircraft that derive their lift in flight chiefly from aerodynamic forces;

kite:  means a glider normally moored to the ground;

lighter-than-air aircraft:  is the generic term for aircraft that are supported chiefly by their buoyancy in the air;

manned balloon:  means a balloon that:

              (a)   is capable of carrying one or more persons; and

              (b)   is equipped with controls that enable control of the altitude of the balloon;

owner:  in relation to an aircraft, means the person who has possession and control of the aircraft;

powered aircraft:  means an aircraft that is propelled by one, or more than one, engine;

recreational unmanned aircraft:  means an aircraft that:

              (a)   is not designed for, or capable of, accommodating a person; and

(b)      is used only for sport and recreation;

registration mark:  means a registration mark assigned to an aircraft under regulation 47.4;

registered operator:  in relation to an aircraft, means the person whose name is entered in the Civil Aircraft Register as that of the owner of the aircraft;

rotorcraft: means a heavier-than-air aircraft that depends principally for its support in flight on the lift generated by one or more than one rotor;

tethered: in relation to a lighter-than-air aircraft, means attached to the ground, or an object on the ground, by flexible restraints that limit movement;

unmanned balloon *:  means a balloon other than a manned balloon;

unpowered aircraft: means an aircraft other than a powered aircraft.

* Unmanned free balloons are not classified as aircraft in Australia, therefore the international standards 3.2.5, 4.1.2 and of Annex 7 to the Convention on Civil Aviation, “Aircraft Nationality and Registration Marks”  cannot be applied in Australia.  Accordingly, ICAO will be advised as a  “difference”.


THE PROPOSAL

1.   Problem

Australia's aviation safety requirements are currently contained in the Civil Aviation Act 1988, Civil Aviation Regulations (CARs) and Civil Aviation Orders (CAOs).  Over  the years, the CARs and CAOs have been continually amended. Concerns have been raised that as the result of these changes, the Australian regulations are at times ambiguous, disjointed, not in conformance with worlds best practice, and difficult to comply with and enforce.

The purpose of this Notice of Proposed Rule Making (NPRM) is to:

·   simplify the aircraft registration procedures

·   clearly identify the person in possession of the aircraft as the person responsible for airworthiness control of the aircraft

·   remove the need to record property interest details in the Civil Aircraft Register

·   initiate formal public consultation on the proposed CASR Part 47 - Registration of Aircraft

·   replace the current CAR Part Ill - Division 1 - Aircraft Register, Division 1A - Registration of Aircraft,  Division 1B - Notifying CASA of certain matters, Division 1C - Expiry , suspension and cancellation of registration, etc. and Division 1D - Miscellaneous; and

·   put in place related regulations necessary to enact the proposed CASRs.

2.   Objective

The objective of this NPRM is to introduce a simplified system for the registration of aircraft that complies with:

a).   the recommendations of ICAO Annex 7 regarding the regulations and practices for the registration of aircraft,  including the requirements for the:

·   application for registration

·   exemption from registration requirements

·   assignment of registration marks

·   Certificate of Registration document

·   duration of registration

·   notification of change of registered particulars

·   replacement Certificate of Registration

·   dealer’s Certificates of Registration

·   dealer’s registration marks: and

·   the use of dealer’s registration marks.

b).  legislation to address the requirements for aircraft registration in a manner consistent with the work being conducted to revise all the Australian aviation safety regulations under the auspices of CASA’s Regulatory Framework Program.

Accordingly, a number of regulatory criteria have been identified to guide the development of the CASRs.

These are that the new legislation should:

·     focus on safety, adopting a "safety systems" approach,

·     be clear, concise and unambiguous;

·     be consistent with Australia's international obligations;

·     be harmonised with international standards, unless unique Australian circumstances require otherwise;

·     be outcome-based, to the extent practicable;

·     be cost effective; and

·     be enforceable.

3.   Options

CASA has adopted a set of principles which it uses to ensure consistency in its day-to-day activities.  One of these principles is the adoption of international standards and practices as a starting point for legislation and process development, and modification only where the unique Australian context warrants.

Consequently in considering the development of the proposed legislation, the Regulatory Framework Program Aircraft Maintenance Technical Committee (TC7) reviewed the ICAO Recommendations and practices, under Annex 7, US FARs, JARs of the European Joint Aviation Authorities, and the New Zealand and Canadian Aviation Safety Regulations, prior to making recommendations for regulatory change in Australia.

The introduction of the proposed CASR Part 47 will allow CASA to process application for registration of an aircraft in a more efficient and flexible manner and will ensure harmonisation principally with Part 47 of the Federal Aviation Regulations (FARs) of the United States of America.

Adoption of this proposal will simplify procedures by removing unnecessary administrative legislation identified in the existing CARs while at the same time maintain Australia's high standards of safety.

 

4.   Impact analysis of options

Persons affected

Industry

The persons affected in industry are the owners and registered operators of aircraft.  The distinction between the “owner” and “registered operator” defined above is that an applicant for registration of an aircraft may be the owner, a group of owners or a body corporate. Notwithstanding who the owner is, once the aircraft details have been placed on the Civil Aircraft Register, the regulations refer to the owner as the  “registered operator”, replacing the current terminology of “Certificate of Registration” holder.

Note:  Property interest details currently recorded in the Civil Aircraft Register will no longer be recorded under this proposal.

 

CASA Administration

As the result of the simplification process, it is proposed that aircraft registration will be centralised within CASA Central Office, which will release CASA Administrative Officers employed in District Offices for other duties.

 

 

Effect on existing regulation

The proposed areas of legislative change separate the requirements for registration of an aircraft under CASR Part 47 from CASR Part 45 which will deal with the size and location of registration marking on aircraft and the requirements for a fireproof aircraft registration identification plate. This information is currently covered in Part III of CAR's and has in the past resulted in difficulties of interpretation.

The proposed draft Regulations for CASR Part 47 is set out in Annex A to this NPRM.

As the intention is to introduce CASR Part 47 into the existing regulatory framework, cross reference to existing CARs etc. will be necessary until the CARs are totally replaced, therefore this NPRM also contains a number of consequential amendments necessary to bring into effect CASR Part 47.  These include:

·   which CARs will be repealed;

·   which legislation will be "saved"; and

·   ensuring that the current Certificates of Registration remain valid.

 

These proposed consequential amendments are contained in the Civil Aviation (Savings, Transition and Amendment) Regulations which are attached at Annex B to this NPRM.

A draft copy of Advisory Circular AC 47.1(0) is shown at Annex C to this NPRM.

For ease of reference, a comparison table showing the equivalence between CASR Part 47 and the current CAR's is specified in Annex D of this NPRM.

 

Expected impact (benefits or costs), distributional effects and persons affected

The nature of the proposed change is geared to simplifying aircraft registration through implementation of a new set of regulations, CASR Part 47.  One of the major changes is the provision that at the request of the owner, by facsimile or telephone, registration may be approved.

Another innovation is the provision of "dealer's" certificates of registration and registration marks, replacing the "trade plate" system in use prior to 1992.  This provision reintroduces flexibility lost by the current regulations.

 

Costs to CASA

Based on information supplied by the CASA Finance Branch, the cost of registration transactions over a two hundred and sixty six (266) day period, July 1/1997 to March 23/1998,  shows that nationally CASA received requests for:

1.            303 new aircraft registrations

2.            984 changes to the Certificate of Registration

3.            60 requests for changes to registration marks; and

4.            140 cancellations  of Certificate of Registration.

 

Allowing for a time factor of 30 minutes per transaction for items 1, 2, and 3 and 15 minutes for item 4,  at an average salary of $13.82 per hour, (based on summation of hourly rates of  seventeen (17) registration offices — $235 divided by 17)  this translates into:

 

·   1487 transactions;

·   708.5 hours; equating with

·   a total cost of  $9907.65. 

           

It is expected that by centralising registration procedures, this intermediate processing cost incurred in District Airworthiness offices and any salary, where a person is specifically employed to administrate aircraft registration matters, could be saved.

Of further consideration is the proposed CASA costs covering the administrative cost of maintaining the Civil Aircraft Register, as set out in the CASA discussion paper on a

 “ Fairer and more equitable charging system”.  Under the proposal, the costs, based on the previous part hourly rate assumptions,  would be as follows:

 

1.  303 new aircraft registrations

@

$90/2

$42.50

2.  984 changes to the Certificate of Registration

@

$40/2

$20.00

3.  60 requests for changes to registration marks; and

@

$30/2

$15.00

4.  140 cancellations of Certificate of Registration

@

$30/4

$0.70

Total

$34,507.00

 

Should full hourly transaction costs be implemented the cost would  be: $71,190.00

It is expected costs will be incurred in the Aircraft Registration centre in processing the raw data received from applicants.   It is not however expected to be substantial on the basis that current procedures involve electronic data transfer and validation and the revised procedures should not result in a significant additional workload.

 

Costs to Industry

The cost to industry will be restricted to facsimile or postage costs in sending the application for registration to the Aircraft Registration centre. Use of facsimile transmission offers the best option for transmission since it reduces the chance of misinterpretation which can occur during voice communication. A free-call facility will be available for applicants seeking registration by telephone.

This removes a  major industry problem area where the applicant has met all the requirements for issue of the Certificate of Airworthiness but the certificate cannot be issued because a Certificate of Registration has not been issued.

Another additional cost saving will be the provision of a “dealer’s registration” system to reduce the unnecessary registration of aircraft prior to sale.  The costs of putting an aircraft on the register then removing it in a relatively short period following sale of the aircraft (double handling) will no longer be incurred.  This will result in a more efficient and effective system offering positive benefits to industry.

 

Effect on the environment by implementing proposal

The proposed changes to the legislation will not create any discernible change to, or impact on the environment.

 

Compliance

Compliance with the proposed legislation will be monitored and enforced through normal surveillance activity.

5.   Consultation

The Notice of Proposed Rule Making process is CASA’s method of  notifying and seeking comment from industry with respect to proposed changes to rules.  All submissions are evaluated and assessed with a view to incorporating any necessary changes to the draft regulations prior to their formal promulgation as law.

To date, considerable discussion has taken place between the industry/ CASA Aircraft Maintenance Technical Committee (TC7), the CASA  continuing airworthiness staff and the CASA Office of Legal Counsel with respect to the introduction of the proposed  CASR Part 47, resulting in the formulation of this proposal.

CASA now seeks comments on this proposal from the aviation industry and the general public before proceeding further.

 

6.   How to submit comments on this NPRM

In order to simplify collation and summarising of comments, responses should be made on the response sheet provided (see page 13), or a copy of the sheet, with additional comments attached as necessary.

 

Written comments quoting NPRM 9807RP should be forwarded by 25th September 1998 to CASA's Regulatory Framework Program, by one of the following means:

 

Post (no stamp required)  Reply Paid 744, NPRM Administration,

Regulatory Framework Program Office, GPO Box 2005, Canberra  ACT  2601

E-mail  nprm_casr47@casa.gov.au

Fax (free call)  1800 653 897

 

Additional information is available from:

Ken Douglas

Regulatory Framework Program, Civil Aviation Safety Authority

Free Post: Reply Paid 744, GPO Box 2005, CANBERRA CITY  ACT 2601

E-mail:   douglas_k@casa.gov.au

Telephone:   02 6217 1841 or 131 757

Fax:   1800 653 897

7.   Disposition of comments received

Subsequent to the closing date for comments, a summary of responses will be prepared, and made publicly available in conjunction with the making of the final rule.

CASA will not individually acknowledge or respond to comments or submissions.

However, the names of all contributors will be acknowledged in the summary of responses unless CASA is specifically requested not to do so.


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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NPRM RESPONSE SHEET

Civil Aviation Safety Regulations - CASR Part 47

Registration Of Aircraft

 

Please return this response sheet by 25th September 1998, by post or by e-mail to the address provided at page 11 of  the NPRM, or by fax to 1800 653 897.

 

Please indicate your acceptance or otherwise of the proposal by ticking [4] the appropriate box below.

 

Any additional constructive comments, suggested amendments or alternative action will be welcome and may be provided on this response sheet or by separate correspondence.

 

[   ]    The proposal is acceptable without change.

 

[   ]    The proposal is acceptable but would be improved if the following changes were made:

 

 

 

 

 

[   ]    The proposal is not acceptable but would be acceptable if the following changes were made:  (Please provide explanatory comment).

 

 

 

 

 

 

[   ]    The proposal is not acceptable under any circumstances.  (Please provide explanatory comment).

 

 

 

 

 

Your name:                      _____________________________________________________________

Organisation:                  _____________________________________________________________

Address:                         _____________________________________________________________

                                                _____________________________________________________________

 

Consent to publish your name as a respondent to this NPRM:  YES [   ]     NO [   ]

Signed: ………………………………………..                                             Date:...............................

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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ANNEX A

 

 

 

Draft Regulations - CASR Part 47

 


 

 


Statutory Rules 1998   No.    1

__________________

Civil Aviation Safety Regulations2 (Amendment)

I, WILLIAM PATRICK DEAN, Governor-General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following Regulations under the Civil Aviation Act 1988.

Dated 1998.

 

                                                                                                                                 

                                                                                                                  Governor-General

By His Excellency’s Command,

 

 

 [Draft Only  - not for Signature]

Minister for Transport and Regional Development

____________


 

 

 

1.         Commencement

1.1       These Regulations commence on

2. Amendment

2.1       The Civil Aviation Safety Regulations are amended as set out in these Regulations.

3.         New regulation 1.(?)

3.1       After regulation 1.X, insert:

Classes of aircraft

         1.(?)   For the purposes of these Regulations, aircraft are divided into the following classes:

(a)   aeroplane;

(b)   rotorcraft;

(c)   ornithopter;

(d)   glider;

(e)   kite;

(f)   airship;

(g)   captive balloon;

(h)   free balloon.”.

4.         Regulation 9.1 (Interpretation)

4.1       Definition of reviewable decision

            Add at the end:

“; or       (c)   a decision under Part 47 refusing to register, or cancelling the registration of, an aircraft; or

              (d)   a decision under Part 47 to register an aircraft for a particular period; or

              (e)   a decision under Part 47 refusing to assign, or cancelling the assignment of, a dealer’s registration mark to a person.

“[Note:  For dealer’s registration mark, see the Dictionary.]”.

5.         Regulation 21.173 (Eligibility)

5.1       Subregulation (1):

Omit “holder of the certificate of registration for”, substitute “registered operator of”.

6.         New Part 47

6.1       After Part 35, insert:

 

 

 

PART 47 - REGISTRATION OF AIRCRAFT

 

“Subpart A - General

Object of Part

         47.1.   (1)     This Part makes provision for:

              (a)   the registration of aircraft; and

              (b)   the assignment of registration marks to aircraft.

            (2)   It also provides for the assignment of dealer’s registration marks to manufacturers, distributors and dealer’s of aircraft and regulates their use.

            “(3)   Finally, it prescribes the cases where an aircraft is not required to be registered for the purposes of paragraph 20AA(1) (a) of the Act.

 

“Subpart B - The Civil Aircraft Register

Civil Aircraft Register

         47.2.   (1)     CASA must establish, and keep in accordance with this Part, a register of aircraft.

            (2)   The register is to be called the Civil Aircraft Register.

            (3)   The Aircraft Register kept under Part III of the Civil Aviation Regulations as in force immediately before the commencement of this regulation is incorporated in, and forms part of, the Civil Aircraft Register.

Inspection of register

         47.3.   CASA must make the Civil Aircraft Register available for inspection by members of the public at such times and places, and subject to such conditions, as CASA directs.

Correction of register

         47.4.   CASA must correct the Civil Aircraft Register if it is satisfied that:

              (a)   there is an error in an entry in the register; or

              (b)   the correction is necessary to make a change to a particular entered in the register.

 

 

“Subpart C - Registration of aircraft

Application for registration

         47.5.   (1)     The owner of an aircraft, or the owner’s agent, may apply for the registration of the aircraft.

 

 

 

“[NOTE:  For owner, see the Dictionary.]

            (2)   The application is to be made:

              (a)   if CASA has appointed under regulation 47.8 a body corporate (the appointed body corporate) to deal with applications for the registration of aircraft of the same class as that of the aircraft for which registration is sought—to the appointed body corporate; or

              (b)   in any other case—to CASA.

            “(3)   An application to CASA may be made either orally (by telephone or in person) or in writing but an application to an appointed body corporate must be in writing.

            (4)   If the application is in writing:

              (a)   it must be made in duplicate in an approved form; and

              (b)   the applicant must send or give the 2 copies to CASA or the appointed body corporate (as the case requires).

            (5)   The applicant (whether applying orally or in writing) must provide the following particulars:

              (a)   the name and address of the owner of the aircraft;

              (b)   if the applicant is the owner’s agent—the agent’s name and address;

              (c)   if the aircraft is not an amateur-built aircraft or a kit-built aircraft—a description of the aircraft that identifies it by reference to its manufacturer, its type and model as designated by its manufacturer and the serial number given to it by its manufacturer;

              (d)   if the aircraft is an amateur-built aircraft or a kit-built aircraft:

                           (i)   a description of the aircraft that identifies it by reference to its class, its type, make and model, its serial number, the number of seats in the aircraft and (if applicable) the number of engines installed; and

                          (ii)   a statement whether the aircraft is built for land or water operation;

              (e)   if a registration mark has been assigned to the aircraft under regulation 47.18—particulars of the registration mark;

               (f)   if the aircraft has previously been registered (whether in Australia or in another country):

(i)    the name of the country, or last country, in which the aircraft was registered; and

                          (ii)   the registration mark given, or last given, to the aircraft;

              (g)   if the aircraft has not previously been registered in Australia or another country—a declaration to that effect;

              (h)   a declaration that the aircraft is not a foreign registered aircraft;

               (i)   a declaration that the aircraft is intended to be used as an aircraft.

 

 

 

 

 

 

“[NOTE:  For owner, amateur-built aircraft, kit-built aircraft, type and model, see the Dictionary.]

“[NOTE:  For foreign registered aircraft, see subsection 3 (1) of the Act.]

Confirmation of oral application

         47.6.   (1)     A person who has applied orally for the registration of an aircraft must send or give to CASA a written confirmation of the application.

            (2)   The confirmation must;

(a)      be in an approved form; and

(b)      be received by CASA within 14 days after the day on which the oral application was made.

CASA may ask for further particulars

         47.7.   (1)     CASA may, by notice in writing, ask the applicant to give to CASA any written information or document:

              (a)   described in the notice; and

              (b)   in the possession, or control, of the aircraft’s owner or (if the applicant is the owner’s agent) of the agent;

being information or a document relating to a matter set out in the notice that CASA reasonably requires to consider the application.

“[NOTE:  For owner, see the Dictionary.]

            (2)   CASA may refuse or cease to consider the application until the applicant complies with the notice.

Appointment of body corporate to deal with certain applications

         47.8.   (1)     CASA may appoint, in writing, a body corporate to deal with applications for the registration of aircraft of a class specified in the instrument of appointment.

            (2)   The appointment may be made subject to any conditions specified in the instrument of appointment.

            (3)   A body corporate appointed under subregulation (1) must:

              (a)   consider each application for the registration of an aircraft that it receives and is authorised to deal with; and

              (b)   report to CASA on the matters referred to in paragraph 47.9(1)(a) to (d) in relation to the aircraft.

            “(4)   Regulation 47.7 applies to the body corporate as if any reference in that regulation to CASA were a reference to the body corporate.

 

 

Registration of aircraft

         47.9.   (1)     Subject to subregulation (2), CASA must register the aircraft if:

              (a)   the application for the registration of the aircraft has been made in accordance with regulation 47.5, and

              (b)   in a case where the owner of the aircraft is an individual—he or she is at least 18 years old; and

              (c)   the aircraft is intended to be used as an aircraft; and

              (d)   the aircraft is not currently registered under these Regulations or under the law of:

                           (i)   a Contracting State; or

                          (ii)   a foreign country (other than a Contracting State) that has an agreement with Australia that allows an aircraft registered under the law of that country to be operated in Australia.

“[NOTE:  For Contracting State, see subsection 3 (1) of the Act.]

            (2)   CASA may register an aircraft for a particular period if it thinks that it is appropriate to do so, having regard to all the circumstances.

            (3)   To register an aircraft, CASA must enter the following particulars in the Civil Aircraft Register:

              (a)   the aircraft’s type, make, model and serial number;

              (b)   the registration mark assigned to the aircraft under Subpart D;

              (c)   if the registration is for a particular period—a statement to that effect specifying the day on which the registration ends;

              (d)   the name and address of the owner of the aircraft;

              (e)   if the application for registration was made by an agent of the owner—the agent’s name and address;

               (f)   the day on which the above mentioned particulars were entered in the register.

“[NOTE:  For Civil Aircraft Register, type, model, and owner, see the Dictionary.]

Interim certificate of registration

        47.10   (1)     If CASA registers an aircraft on receiving an oral application for its registration, the applicant must prepare and sign an interim certificate of registration in respect of the aircraft.

            (2)   The interim certificate must be in an approved form.

            (3)   The interim certificate has effect until:

              (a)   the aircraft’s registered operator receives the certificate of registration given by CASA  in respect of the aircraft under regulation 47.11; or

              (b)   the registration of the aircraft is cancelled;

whichever first occurs.

 

 

Certificate of registration

       47.11.   (1)     When CASA registers an aircraft, it must give a certificate of registration in respect of the aircraft to its registered operator.

“[NOTE:  For registered operator, see the Dictionary.]

            (2)   If the registration is for a particular period, the certificate must specify the day on which the registration ends.

Notification of change in registered particulars

      “47.12.   If the registered operator of an aircraft becomes aware that any particular in the Civil Aircraft Register relating to the aircraft is not, or is no longer, correct, the registered operator must, within 7 days, notify CASA in writing of any change to be made to that particular.

Penalty:  [          ] penalty units.

“[NOTE:  For registered operator and Civil Aircraft Register, see the Dictionary.]

 

Replacement certificate

      “47.13.   (1)    If:

              (a)   CASA has changed any of the particulars (the registered particulars) in the Civil Aircraft Register relating to an aircraft; and

              (b)   the certificate of registration given by CASA in respect of the aircraft does not accord with those particulars;

CASA must:

 

             (c)    by notice in writing, ask the registered operator of the aircraft to return that certificate to CASA within 14 days from the date of the notice; and

              (d)   on receiving that certificate, give to the registered operator another certificate of registration in respect of the aircraft that accords with the registered particulars.

“[NOTE:  For Civil Aircraft Register, certificate of registration and registered operator,  see the Dictionary.]

            (2)   The registered operator of an aircraft must comply with a request of CASA under paragraph (1)(c).

Penalty:  [          ] penalty units.

Loss etc. of certificate of registration

       47.14.   (1)     CASA must, on the written application of the registered operator of an aircraft, give to the registered operator a copy of the certificate of registration for the aircraft if CASA is satisfied that the certificate of registration, or a copy of the certificate of registration previously given by CASA:

 

 

              (a)   has been lost, stolen or destroyed; or

              (b)   is so damaged that particulars recorded on the certificate or copy are no longer clearly legible.

“[NOTE:  For registered operator, and certificate of registration see the Dictionary.]

            (2)   If the application is about a damaged certificate or copy, the damaged certificate or copy must be returned to CASA with the application.

Cancellation of registration

      “47.15.   (1) CASA must cancel the registration of an aircraft if:

              (a)   the registered operator of the aircraft applies in writing for the registration to be cancelled; or

              (b)   the aircraft is totally destroyed or scrapped; or

              (c)   ownership of the aircraft is transferred and the new owner does not apply for registration of the aircraft within 7 days of the transfer; or

              (d)   the aircraft is registered under the law of another country.

            (2)   If the aircraft was registered following an oral application, CASA must also cancel the registration if:

              (a)   CASA has not received a written confirmation of the application in an approved form within 14 days after the day on which the oral application was made; or

(b)   it has received, within that period, a document purporting to be such a confirmation that:

(i)    does not include all the particulars specified in sub regulation 47.5(5); or

                          (ii)   includes such a particular that differs in a material way from the corresponding particular provided orally to CASA.

            (3)   CASA cancels the registration of aircraft by making an entry to that effect in the Civil Aircraft Register.

            (4)   CASA must give to the registered operator of the aircraft written notice of the cancellation, setting out the day on which the registration was cancelled.

“[NOTE:  For registered operator, owner and Civil Aircraft Register, see the Dictionary.]

Return of certificate of registration

       47.16.   If the registration of an aircraft has ended or has been cancelled:

              (a)   the person who was the registered operator of the aircraft immediately before the registration ended or was cancelled; or

              (b)   if that person has died—the personal representative of the deceased person; or

              (c)   if that person is bankrupt—the trustee of the bankrupt’s estate; or

              (d)   if that person is a company that is being wound up—the liquidator of the company;

must surrender the certificate of registration to CASA within 60 days after the registration has ended or has been cancelled.

 

 

‘Penalty:  [          ] penalty units.

“[NOTE:  For registered operator, see the Dictionary.]

 

“Subpart D - Assignment of registration marks to aircraft

Request for assignment of registration mark to an aircraft

       47.17.   (1)     Before making an application for the registration of an aircraft, the owner of the aircraft, or the owner’s agent, may ask CASA (either orally or in writing) to assign a registration mark to the aircraft.

            (2)   The request must include:

              (a)   if the aircraft is not an amateur-built aircraft or a kit-built aircraft—particulars of the aircraft’s make, type, model and serial number; or

              (b)   if the aircraft is an amateur-built aircraft or a kit-built aircraft:

 

                        (i) a description of the aircraft that identifies it by reference to its class, its type, make and model, its serial number, the number of seats in the aircraft and (if applicable), the number of engines installed; and

                          (ii)   a statement whether the aircraft is built for land or water operation.

“[NOTE:  For owner, amateur-built aircraft, kit-built aircraft, type and model, see the Dictionary.]

Assignment of registration mark in accordance with request

      47. 18.   (1)     On receiving a request under regulation 47.17 in respect of an aircraft, CASA must, subject to regulation 47.20, assign a registration mark to the aircraft.

[NOTE:  For the particulars of registration marks see Part 45]

            (2)   If the aircraft is not registered under Subpart C within 12 months after the day on which the registration mark was assigned to it, the assignment of the registration mark to the aircraft is revoked by force of this regulation.

Assignment of registration mark to aircraft where no request made before application for registration

       47.19.   If:

              (a)   an application is made under Subpart C for the registration of an aircraft; and

              (b)   CASA has not assigned a registration mark to the aircraft under regulation 47.18;

CASA must assign a registration mark to the aircraft before registering the aircraft under that Subpart.

[NOTE: For the particulars of registration marks see Part 45]

 

 

Restrictions on assignment of registration mark

       47.20.   (1)     CASA must not assign to an aircraft a registration mark that is identical to:

              (a)   the registration mark of an aircraft registered under Subpart C; or

              (b)   the registration mark that has been assigned to an unregistered aircraft under regulation 47.18.

            (2)   CASA must not assign to an aircraft a registration mark that may be confused with:

              (a)   any five-letter combination used in Part II of the International Code of Signals; or

              (b)   any three-letter combination beginning with Q used in the Q Code; or

              (c)   the distress signal SOS; or

              (d)   any urgency or safety signal, such as (for example) XXX, PAN and TTT.

 

 

“Subpart E - Dealer’s registration marks

Assignment of dealer’s registration mark

      “47.21.   (1)     An aircraft manufacturer, distributor or dealer (the applicant), or the applicant’s agent, may apply in writing in an approved form for one or more than one mark to be assigned to the applicant for use on aircraft manufactured, or being distributed or dealt with, by the applicant.

            (2)   If:

              (a)   the application is in accordance with subregulation (1); and

              (b)   in a case where the applicant is an individual - he or she is not under 18 years of age;

CASA must assign to the applicant the number of marks applied for.

Restrictions on assignment of dealer’s registration marks

       47.22.   (1)     CASA must not assign to an applicant under regulation 47.21 a mark that is identical to:

              (a)   the registration mark of an aircraft registered under subpart C; or

              (b)   the registration mark that has been assigned to an unregistered aircraft under regulation 47.18.

            (2)   CASA must not assign to an applicant under regulation 47.21 a mark that may be confused with:

              (a)   any five-letter combination used in Part II of the International Code of Signals; or

              (b)   any three-letter combination beginning with Q used in the Q Code; or

              (c)   the distress signal SOS; or

              (d)   any urgency or safety signal, such as (for example) XXX, PAN and TTT.

Register of dealer’s registration marks

      “47.23.   (1)     CASA must keep a register of dealer’s registration marks.

 

 

            (2)   If CASA assigns a dealer’s registration mark to a person under this Subpart, CASA must enter the following particulars on that register:

              (a)   particulars of the registration mark;

              (b)   the person’s name and address;

              (c)   if the person is an individual—a statement that the person is not under 18 years of age;

              (d)   if the application for the assignment of the dealer’s registration mark was made by an agent of the person—the name and address of the agent.

“[NOTE:  For dealer’s registration mark, see the Dictionary.]

Certificate of registration

       47.24.   (1)     If CASA assigns a dealer’s registration mark to the person, CASA must give to the person a certificate stating that the registration mark is assigned to the person.

            (2)   A certificate must not be in respect of more than one dealer’s registration mark.

“[NOTE:  For dealer’s registration mark, see the Dictionary.]

            (3)   A certificate remains in force until it is cancelled under regulation 47.28.

Loss of certificate of registration

       “47.25   (1)     CASA must, on the written application of a person to whom CASA has given a certificate under regulation 47.24, give to the person a copy of the certificate if CASA is satisfied that the certificate, or a copy of the certificate previously given by CASA:

              (a)   has been lost or destroyed; or

              (b)   is so damaged that particulars recorded on the certificate or copy are no longer clearly legible.

            “(2)   If the application is about a damaged certificate or copy, the damaged certificate or copy must be returned to CASA with the application.

            “(3)   The copy given by CASA under subregulation (1) must state that it is a true copy of the original certificate.

Use of dealer’s registration mark

       47.26.   (1)     A dealer’s registration mark assigned to a person may be used only on aircraft manufactured, or being distributed or dealt with, by the person.

            (2)   It may be used on any number of aircraft, but must not be used on more than one aircraft at any particular time.

            (3)   The person must keep records showing:

              (a)   each aircraft on which the dealer’s registration mark was used; and

              (b)   the periods during which it was used on that aircraft.

 

 

            (4)   The person must retain the record in respect of each period during which the dealer’s registration mark was used on an aircraft for 12 months after the end of that period.

            (5)   If either title to, or possession of, an aircraft on which the dealer’s registration mark is being used passes to another person, the person to whom the registration mark is assigned must remove it, or cause it to be removed, from the aircraft before the end of the day on which title or possession so passes.

“[NOTE:  For dealer’s registration mark, see the Dictionary.]

Annual report to CASA on aircraft using dealer’s registration marks

       47.27.   (1)     A person to whom a dealer’s registration mark has been assigned must, within one month after each reporting period, give to CASA a report identifying all aircraft on which the dealer’s registration mark was used during that period.

            (2)   In subsection (1):

reporting period  means:

              (a)   the period of 12 months beginning on the day on which the dealer’s registration mark was assigned to the person; or

              (b)   each consecutive period of 12 months at the end of which the dealer’s registration mark remains assigned to the person.

“[NOTE:  For dealer’s registration mark, see the Dictionary.]

Revocation of assignment of dealer’s registration mark etc

       47.28.   CASA must:

              (a)   revoke the assignment of a dealer’s registration mark to a person; and

              (b)   cancel the certificate given (under regulation 47.24) in respect of that assignment,

if the person:

              (c)   asks him to do so; or

              (d)   fails to comply with regulation 47.27.

“[NOTE:  For dealer’s registration mark, see the Dictionary.]

 

“Subpart F- Exemption from registration

Aircraft exempted from registration

       47.29.   (1)     For the purposes of paragraph 20AA(1)(b) of the Act, an aircraft is not required to be registered under Subpart C if:

              (a)   the aircraft is:

                           (i)   a recreational unmanned aircraft, or

                          (ii)   an unmanned free balloon; or

                             

 

 

 

                         (iii)   a permanently tethered manned balloon; or

                         (iv)   a hang glider; or

                          (v)   a rocket; or

                         (vi)   a parachute; or

                        (vii)   a kite; or

              (b)   the aircraft is a powered aircraft that:

                           (i)   weighs less than 125 kilograms; and

                          (ii)   has a fuel capacity of not more than 25 litres; and

                         (iii)   has a maximum calibrated airspeed of not more than 55 knots; and

                         (iv)   has a power-off stall speed (see sub-regulation (2) of not more than 24 knots (CAS); or

              (c)   the aircraft is an unpowered aircraft (other than an aircraft referred to in paragraph (a) that weighs less than 75 kilograms; or

              (d)   the following conditions are satisfied:

                           (i)   the aircraft is marked with a dealer’s registration mark assigned to the manufacturer, or to a distributor or dealer, of the aircraft;

                          (ii)   the certificate given by CASA under regulation 47.24 in respect of that dealer’s registration mark has not been cancelled and is displayed on board of the aircraft;

                         (iii)   the person to whom that registration mark is assigned has not contravened regulation 47.26; or

              (e)   the aircraft (not being an aircraft referred to in paragraph (a), (b) or (c)):

                           (i)   is registered under the law of a prescribed foreign country (see subsection (2)); and

                          (ii)   displays its appropriate nationality and registration marks in accordance with the law of the country; and

                         (iii)   is provided with a certificate of airworthiness issued, or rendered valid, under the law of that country; and

               (f)   the aircraft (not being an aircraft referred to in paragraph (a), (b) or (c)):  

                         (i)     has been manufactured in Australia for delivery outside Australia to a foreign operator; and

(ii)     is registered under the law of a prescribed foreign country (see subsection (2)); and

                        (iii)     displays its appropriate nationality and registration marks in accordance with the law of that country; and

                       (iv)     is not provided with a certificate of airworthiness issued, or rendered valid, under the law of that country; and

(v)        is flown within Australia only for the purposes of a test or demonstration flight carried out within such period after its manufacture as is approved by CASA or for the purpose of being delivered to its purchaser outside Australia.

 

 

 

 

 

 

“[NOTE:  For unmanned balloon, tethered, manned balloon, glider, kite, powered aircraft, calibrated speed, CAS, unpowered aircraft, and dealer’s registration mark, see the Dictionary.]

            “(2)   In sub-regulation (1)(b)(iv):

power-off stall speed has the meaning that it has in Part 103 of the FAR as in force from time to time;

 

prescribed foreign country means:

              (a)   a Contracting State; or

              (b)   a foreign country (other than a Contracting State) that has an agreement with Australia that allows an aircraft registered under the law of that country to be operated in Australia.

“[NOTE:  For Contracting State, see subsection 3 (1) of the Act.]”.

7.         Schedule (Dictionary)

7.1       Insert the following definitions:

airship means a powered, lighter-than-air aircraft;

approved means approved by CASA;

balloon means an unpowered, lighter-than-air aircraft;

certificate of registration, in relation to an aircraft, means the certificate given under regulation 47.11 or 47.13 in respect of the aircraft;

Civil Aircraft Register means the register established and maintained under regulation 47.2;

class, in relation to an aircraft—see regulation 1.(?);

dealer’s registration mark means a mark assigned to an aircraft manufacturer, distributor or dealer under regulation 47.21;

glider means an unpowered, heavier-than-air aircraft that derives its lift in flight chiefly from aerodynamic reactions on surfaces remaining fixed under given conditions of flight;

heavier-than-air aircraft is the generic term for aircraft that derive their lift in flight chiefly from aerodynamic forces;

kite means a glider normally moored to the ground;

lighter-than-air aircraft is the generic term for aircraft that are supported chiefly by their buoyancy in the air;

manned balloon means a balloon that:

              (a)   is capable of carrying one or more persons; and

              (b)   is equipped with controls that enable control of the altitude of the balloon;

owner, in relation to an aircraft, means the person who has possession and control of the aircraft;

powered aircraft means an aircraft that is propelled by one or more than one engine;

recreational unmanned aircraft, means an aircraft that:

              (a)   is not designed for, or capable of, accommodating a person; and

              (b)   is used only for sport and recreation;

registered operator, in relation to an aircraft, means the person whose name is entered in the Civil Aircraft Register as that of the owner of the aircraft;

 

 

 

rotorcraft means a heavier-than-air aircraft that depends principally for its support in flight on the lift generated by one or more than one rotor;

tethered, in relation to a lighter-than-air aircraft, means attached to the ground, or an object on the ground, by flexible restraints that limit movement;

unmanned balloon means a balloon other than a manned balloon;

unpowered aircraft means an aircraft other than a powered aircraft.”.

_______________________________________________________

 

NOTES

1.   Notified in the Commonwealth of Australia Gazette on ……………..1998.

2.   Statutory Rules 1998 No.          .

 

 


 

 

ANNEX B

 

 

 

Amendments and Saving Provisions

        

proposed AMENDMENTS OF THE CARS

 

Introduction

As a consequence of the making of CASR Part 47, a number of other amendments to the existing legislation are required.  The cars and caos that are being replaced by CASR Part 47 must be revoked.

 

Documents, other instruments and applications issued or made under the CARs and CAOs that are being revoked must be “saved”.

 

Transitional arrangements must be set out in the legislation, as appropriate.

 

 

Note that the transitional operating and maintenance requirements contained in the consequential amendments are interim requirements only.  Other Regulatory Framework Program Technical Committees are presently involved in reviewing the operating and maintenance requirements which will be subject to public consultation as a separate NPRM.

 

 

 

 

 

 

 

 

 


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Statutory Rules 1998   No.    1

__________________

Civil Aviation (Savings, Transition and Amendment) (No. 2) Regulations

I, The Governor-General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following Regulations under the Civil Aviation Act 1988.

Dated 1998.

 

                                                                                                                                 

                                                                                                                  Governor-General

By His Excellency’s Command,

 

 

 [Draft Only - not for Signature]

Minister for Transport and Regional Development

____________

Citation

               1.   These Regulations may be cited as the Civil Aviation (Savings, Transition and Amendment) (No. 2) Regulations.

Commencement

               2.   These Regulations commence when Part 47 of the CASR commences.

Interpretation

               3.   (1)     In these Regulations:

CAR means the Civil Aviation Regulations;

CASR means the Civil Aviation Safety Regulations.

Amendment of the CAR

               4.   The CAR are amended as set out in the Schedule.

 

 

Aircraft registered under CAR

               5.   (1)     An aircraft whose registration under the CAR was current immediately before the commencement of this regulation is, for the purposes of the CASR, an aircraft registered under Part 47 of the CASR.

              (2)   Its registration may be cancelled under the CASR.

              (3)   If its registration under the CAR was for a particular period, its registration under the CASR, unless sooner cancelled, is to remain in force until the end of that period.

              (4)   The certificate of registration, or a copy of the certificate of registration, issued under the CAR in respect of the aircraft is taken to be, for the purposes of the CASR:

              (a)   a certificate of registration; or

              (b)   a copy of the certificate of registration;

given in respect of the aircraft under Part 47 of the CASR.

Pending applications for registration of an aircraft

               6.   If:

              (a)   an application made under the CAR for the registration of an aircraft was pending immediately before the commencement of this regulation; and

              (b)   the application was in accordance with Division 1A of Part III of the CAR as then in force;

the application is taken, for the purposes of the CASR, to be an application for the registration of the aircraft made, on the commencement of this regulation, in accordance with regulation 47.5 of the CASR.

Registration marks reserved for assignment under the CAR

               7.   If:

              (a)   before the commencement of this regulation, CASA had:

                           (i)   at the request of a person, reserved (under subregulation 16 (3) of CAR) a group of symbols for assignment to an aircraft as its registration mark; and

                          (ii)   given written notice (the reservation notice) of the reservation to the person; and

              (b)   immediately before the commencement of this regulation, an application for the registration of the aircraft was pending;

the following provisions have effect:

              (c)   CASA is taken, for the purposes of the CASR to have assigned to the aircraft (under regulation 47.16 of the CASR) a registration mark consisting of the group of symbols; and

              (d)   the condition set out in subparagraph 47.27 (e) (iii) of the CASR is satisfied if the reservation notice is displayed on board of the aircraft.


 

 

SCHEDULE   Regulation 4

AMENDMENTS OF THE CAR

1.         Regulation 2 (Interpretation)

1.1       Subregulation 2 (1):

Insert the following definition:

certificate of registration, in relation to an aircraft, means:

              (a)   a certificate of registration given in respect of the aircraft under regulation 47.11 or 47.13 of the Civil Aviation Safety Regulations; or

              (b)   an interim certificate of registration in respect of the aircraft that has effect under regulation 47.10 of those Regulations;”.

2.         Division 1 of Part III (Aircraft Register)

2.1       Omit the Division.

3.         Division 1A of Part III (Registration of Aircraft)

3.1       Omit the Division.

4.         Division 1B of Part III (Notifying CASA of certain matters)

4.1       Omit the Division.

5.       Division 1C of Part III (Expiry, suspension and cancellation of registration, etc)

5.1       Omit the Division.

6.         Division 1D of Part III (Miscellaneous)

6.1       Omit the Division.

7.         Regulation 16 (Nationality and registration marks)

7.1       Subregulations (3), (3A), (4) and (5):

            Omit the subregulations.

8.         Regulation 16A (Application for new registration mark)

8.1       Omit the regulation.

9.         Regulation 16B (Reassignment of registration marks)

9.1       Omit the regulation.


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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ANNEX C

 

 

 

Draft Advisory Circular AC.47.1 (0)

 

Registration of Aircraft


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Draft

 

 

REGISTRATION OF AIRCRAFT

AC 47.1 (0)

July 1998

 


Advisory Circulars have been developed to provide recommendations and guidance to illustrate a method, or several alternative methods, not necessarily being the only methods by which legislative requirements may be met. They also provide a means of illustrating the meaning of certain requirements by offering interpretive and explanatory guidance. Always read this advice in conjunction with the appropriate safety regulations.


Contents

 

1.   Related CASR parts                      

2.   Purpose                                         

3.   Status of this Advisory Circular.     

4.  Background           

5.   Exemption from registration       requirements

6.  Definitions

7.  Application for registration

8.  Privacy provisions

9.  Registration by facsimile or telephone

10.Assignment of registration marks

11.Registration of aircraft                     

12.Duration,cancellation and transfer of   registration                

13.Notification of change of registered

particulars                                       

14.Replacement certificate of

registration                                      

15.Dealer’s registration marks  

16.Dealer’s certificate of registration    

17.Use of dealer’s registration marks   

 

Appendix 1 (Application Form)           

Appendix 2 (Interim Certificate)           

Appendix 3 Aircraft classification table

Annex D CAR/CASR Comparison table.

 

1.  Related CASR Parts

·   Civil Aviation Safety Regulations (CASR) Part 47 — Registration of Aircraft

·   CASR Part 45 — Identification and Registration Marking (Yet to be developed/published)

 2.  Purpose

 This AC provides guidance and information to applicants applying for or seeking cancellation or change of details of registration of an aircraft.

 

3.  Status of this Advisory Circular

 

This the first AC to be written for CASR Part 47

 

 

 

 



 

 

4.  Background

Under sub-section 20AA of the Civil Aviation  Act, a person must not fly an aircraft within Australian territory unless the aircraft:

 

a) has been granted exemption from registration ; or

b) is employed in  private operations and possesses the nationality of a Contracting State.

 

5.  Exemption from registration requirements

Registration is not required if your aircraft falls into one of the following classes of aircraft:

a) unmanned free balloons

b) recreational unmanned aircraft

c) hang-gliders

d) rockets

e) parachutes

f) kites; or

g) permanently tethered manned balloons

 

6.  Definitions

The following definitions, specified in the CASR Dictionary accompanying the CASRs,  are included here for quick reference:

approved means approved by CASA;

balloon means an unpowered, lighter-than-air aircraft;

certificate of registration, in relation to an aircraft, means the certificate given under regulation 47.11 or 47.13 in respect of the aircraft;

Civil Aircraft Register means the register established and maintained under regulation 47.2;

class, in relation to an aircraft—see regulation 1.(number to be advised);

dealer’s registration mark means a mark assigned to an aircraft manufacturer, distributor or dealer under regulation 47.21;

glider means an unpowered, heavier-than-air aircraft that derives its lift in flight chiefly from aerodynamic reactions on surfaces remaining fixed under given conditions of flight;

heavier-than-air aircraft is the generic term for aircraft that derive their lift in flight chiefly from aerodynamic forces;

kite means a glider normally moored to the ground;

lighter-than-air aircraft is the generic term for aircraft that are supported chiefly by their buoyancy in the air;

manned balloon means a balloon that:

              (a)   is capable of carrying one or more persons; and

              (b)   is equipped with controls that enable control of the altitude of the balloon;

owner, in relation to an aircraft, means the person who has possession and control of the aircraft;

powered aircraft means an aircraft that is propelled by one or more than one engine;

recreational unmanned aircraft, means an aircraft that:

              (a)   is not designed for, or capable of, accommodating a person; and

(b)      is used only for sport and recreation;

 

registration mark means a registration mark assigned to an aircraft under regulation 47.4;

registered operator, in relation to an aircraft, means the person whose name is entered in the Civil Aircraft Register as that of the owner of the aircraft;

rotorcraft means a heavier-than-air aircraft that depends principally for its support in flight on the lift generated by one or more than one rotor;

tethered, in relation to a lighter-than-air aircraft, means attached to the ground, or an object on the ground, by flexible restraints that limit movement;

unmanned balloon means a balloon other than a manned balloon;

unpowered aircraft means an aircraft other than a powered aircraft.

 

  

7.  Application for registration

 

7.1  As the owner of an aircraft you may apply for the registration either:

          a)  by facsimile on 6217-1911 or telephone contact with CASA’s  Civil Aircraft Registry, toll-free call 131-757,  where an assigned registration mark will be given (Refer item 8) and aircraft details recorded; or

b) by making written application in an approved  manner and sent to the CASA Civil Aircraft      Registry in Canberra. (Refer Appendix 1).

 

Note: Use of facsimile transmission offers the best option for transmission since it reduces the time taken and chance of misinterpretation which can occur during voice communication.

 

7.2 The procedure to be adopted, should you wish to apply for registration by telephone, is to ensure that the application form is completed  prior to contacting the CASA Civil Aircraft Registry.  This will hopefully overcome possible difficulties inherent in voice transmission.

 

7.3 Details to be included in an application:

          a)  Your name, address, telephone/fax number, ACN or ARN number (if applicable) and date of birth; (with respect to your address, refer to the note at the bottom of this section).

          b)  If you are acting as an agent, making application for and on behalf of the applicant ľ  your name, address, telephone/fax number and date of birth; (with respect to your address, refer to the note at the bottom of this section).; 

          c)  A description of the aircraft that identifies it by reference to its manufacturer, its type and model as designated by the manufacturer, and the serial number given to it by the manufacturer (if the aircraft is not amateur-built);

          d)  If the aircraft is amateur-built or kit-built ľ a description of the aircraft by class (aeroplane, rotorcraft, glider or balloon), serial number, number of seats, number of  engines installed, particulars of the type, make, model, and a statement whether the aircraft is built for land or water operation.

e) If a registration mark has been assigned to the aircraft by telephone and you are completing the written application  ľ particulars of the assigned registration mark;

 

 

 

f) Particulars, including the registration mark, of any previous registration of the aircraft in Australia or another country;

g)            If the aircraft has not previously been registered in Australia or another country ľ a declaration to that effect;

          h)  A declaration that the aircraft is not a foreign aircraft within the meaning of these regulations;

i)   A declaration that the aircraft is intended to be used as an aircraft;

j)            If acting as agent for the owner, a letter of consent, from the owner, that you may act as agent. (Copy of this letter to be attached to the application);

k)  If the aircraft has been a foreign registered aircraft, notification from the previous National Airworthiness Authority (NAA), that the aircraft has been removed from the foreign register. (Copy of this notification to be attached to the application)

l)             As the applicant you will be required to supply a copy of  a letter of authorisation from the person that holds legal custody of the aircraft stating that you have possession and control of the aircraft. (Copy of this letter to be attached to the application).

m)           For security purposes you will be requested to supply , during application, your mothers maiden name.

Note: This practice is consistent with that required for Credit Card inquiries as a means of ensuring security of information during telephone transmission.

         

 

Note: Your address must be your “place of abode” or “business address”. This is to ensure that Certificates of Registration are returned quickly to you and  documents, such as Airworthiness Directives and other documents can be served where necessary. This also assists in requests for your address in an emergency situation by SAR or Police. The use of a P.O. Box address is not acceptable.

 

               

 

 

 

8.  Privacy provisions

 

8.1 Applicants should be aware that the information supplied during application for registration may be used by CASA for the following uses.

 

 8.2  The following routine uses are made of the information gathered: To —

a) Determine that aircraft are registered in accordance with the provisions of the Civil Aviation Safety Regulations Part 47.

b) Provide aircraft owners, registered operators and organisations information about potential mechanical defects or unsafe conditions of their aircraft in the form of airworthiness directives.

c) Enable operation of a Civil Aircraft Register to satisfy the publication requirements of  Articles 21 and 37(f) of the International Civil Aviation Organisation (ICAO) agreement containing information on aircraft by registration number, type of aircraft, and name and address of owners used for internal CASA safety program purposes.

 

 

 

 

 

d) Respond to general requests from the aviation community or the public for statistical information under the Freedom of Information Act or to locate specific individuals or specific aircraft for accident investigation, violation, or other safety related requirements.

e) Serve as a data source for management information for production of summary  descriptive statistics and analytical studies in support of CASA functions for which the records are collected and maintained.

f)  Support investigative efforts of investigation and law enforcement agencies of Federal, State and Foreign countries.

g)  Provide supporting information in court cases.

            h) Provide data for the automated civil aircraft registration master file.

i) Provide data for development of the civil aircraft registration statistical system.

j) Provide documents for microfilm backup record.

 

Note: The aircraft records maintained by CASA Civil Aircraft Registry are public records and are open for inspection in the Civil Aircraft Registry of the CASA Building, Canberra, ACT.  Individuals interested in such information may make a personal search of the records or may avail themselves of the services of a company or an attorney.

 

9.  Registration by facsimile or telephone

If as an owner, owners agent, representative of a group of owners or body corporate, you apply by facsimile or telephone for the registration of an aircraft, and a registration mark is assigned to the aircraft by the Aircraft Registry, once the details have been included in the Civil Aircraft Register,  you may operate the aircraft as the registered operator, subject to the proviso that you have completed and signed the declarations on the application form. (Refer Appendix 2).  The interim certificate may then be used as the certificate of registration and should be carried in the aircraft until CASA sends the certificate of registration document.

Certificate of Registration Application forms are available from your local airworthiness office.

 

Note: Use of facsimile transmission offers the best option for transmission since it reduces the chance of misinterpretation which can occur during voice communication. Free-call facility will however be available for applicants seeking registration by telephone.

 

10.  Assignment of registration marks

10.1  CASA will  assign a registration to an aircraft if the request is made by facsimile, telephone or by written application.    Either way, the request  must include:

a)  particulars of the aircraft’s make, type, model and serial number (if the aircraft is not amateur-built or kit-built); or

b) if the aircraft is amateur-built or kit-built ľ a description of the aircraft by class (aeroplane, rotorcraft, glider or balloon), serial number, number of seats, number of engines installed, particulars of the type, make, model, and a statement whether the aircraft is built for land or water operation.

 

10.2  In selecting your preferred registration markings please be aware that the Civil Aircraft Register cannot use letters in any registration mark that might be confused with:-

a) the five letter combinations used in the International Code of Signals, Part II;   

b)  the three-letter combinations beginning with Q used in the Q Code, and with the  distress  signal SOS, or

c)  other similar urgent signals, for example XXX, PAN and TTT.

 

 

11.  Registration of aircraft

 

 In order to register your aircraft you must be the owner, or the agent of the owner, be at least 18 years old, intend to operate the aircraft and have made certain that the aircraft is not currently registered in Australia or in a foreign country.

 

12.  Duration, cancellation and transfer of registration

12.1  The registration of your  aircraft is effective until  the period specified on the certificate or until you elect to cancel it.   CASA will  cancel the registration of your aircraft if you apply in writing for the registration to be cancelled. This may occur  should the aircraft be totally destroyed or scrapped, if you transfer ownership of the aircraft and the new owner fails to apply for registration within 7 days of the transfer or if  the aircraft is found to be registered under the corresponding law of another country.

NOTE: Where doubt exists as to whether or not an aircraft is considered “totally destroyed” reference should be made to the appropriate Insurance Underwriters.

 

12.2  When you seek cancellation of the registration of your  aircraft, you or your agent acting on your behalf  must surrender the certificate of registration to CASA as soon as possible.

 

13.  Notification of change of registered particulars

 

The registered owner of an aircraft must notify CASA of any change in the particulars contained in the Civil Aircraft Register eg. change of address or ownership of the aircraft,  within 7 days of the change. This will enable  CASA to reissue a revised certificate of registration after registering the notified changes. The registered operator must complete the detail of the new owner on the reverse side of the certificate of registration when possession and control is passed to another person.

 

14.  Replacement certificate of registrations

 

You may apply to CASA for issue of a copy of the aircraft’s certificate of registration  if the certificate of registration  is lost, stolen or destroyed or is so damaged that the particulars on the certificate are illegible.

 

15.  Dealer’s registration marks

 

If you are an aircraft manufacturer, distributor or dealer you may apply in the approved form for one or more dealer’s registration marks to be assigned for use on aircraft manufactured,  distributed  or dealt with by the manufacturer, distributor or dealer.  Details of your registration marks will be retained by CASA and will include:

a) particulars of the assigned marks;

b) your name and address;

c) a declaration to the effect that you  are over 18 years of age; or

d) if you are an agent for the applicant — your name and address.

 

16.  Dealer’s certificate of registration

 

As a dealer making application, your  certificate of registration remains in force for 12 months  after issue.  It is a requirement however that you must forward to CASA, within 1 month after the

 

 

completion of each 12 month period, a record of the aircraft that have been operated under your  certificate of registration.

 

17.  Use of dealer’s registration marks

 

17.1 As the holder of a dealer’s certificate of registration you may operate an unregistered aircraft  only while the aircraft is marked with your registration mark and carries your certificate of registration issued for that mark and the aircraft has a current and valid maintenance release.

      

17.2 Your registration mark may be used on any number of aircraft, but must not be used on more than one aircraft at a time.

 

17.3 As the holder of a dealer’s certificate of registration, you must keep records of each aircraft on which your mark specified in the certificate is used. You must retain the records for 12 months after the mark is removed from the aircraft.

      

17.4     Your  registration mark must be removed from an aircraft not later than the day on which either title to or possession of the aircraft passes to another person.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

INTENTIONALLY LEFT BLANK


 

 

 

 

 

APPENDIX 1

 

AIRCRAFT REGISTRATION APPLICATION FORM


 



* AUSTRALIAN CIVIL AIRCRAFT REGISTRATION APPLICATION FORM

To be completed by the owner or the owner’s agent.

Note:   The owner’s name and address and the aircraft type and model details required under Part 47 of the CASRs will appear in the official public Civil Aircraft Register.

Aircraft Assigned Registration

VH.................................

NEW ISSUE    Error! Reference source not found.   RE-ISSUE    Error! Reference source not found.  CHANGE OF OWNER    Error! Reference source not found.   CHANGE OF AIRCRAFT  PARTICULARS  Error! Reference source not found.  CANCELLATION    Error! Reference source not found.

(Tick the applicable box)

1.  Owner’s Details

ACN or ARN. (If Applicable)

Owner’s Name: ...................................................................

Phone No: (    ) .......................

Fax No: (   )

Address:  ..........................................................................................................................................................

..............................................................................................................      State .............................................

Date of birth: ......................                     Mothers maiden name.....................................................................

Email.........................: 

Post code:..................

2.  Agent’s Details (If Applicable)

Agent’s Name: ....................................................................

Phone No: (    ) .......................

Fax No: (   )

Address:  ..........................................................................................................................................................

Date of birth.....................      .................................................................    State: ...........................................

Email........................:. 

Post code: .............

3.  Non Amateur Built Aircraft Details (If Applicable):

Aircraft Manufacturer: ...........................................................

Type: ....................................

Model..............:.........

Aircraft Serial Number:.............................................

Year of Manufacture: .................

Country of Manufacture: ...........................

Class of Aircraft:   Aeroplane   Error! Reference source not found.     Rotorcraft   Error! Reference source not found.     Airship   Error! Reference source not found.     Glider   Error! Reference source not found.     Balloon   Error! Reference source not found.               Is aircraft built for :  land      Error! Reference source not found.    water      Error! Reference source not found.      (Tick the applicable box)

Type Certificate Number: ..........................

4.  Amateur Built Aircraft Details ( If Applicable)

Class of Aircraft:    Aeroplane  Error! Reference source not found.   Helicopter  Error! Reference source not found.   Gyroplane  Error! Reference source not found.   Airship  Error! Reference source not found.   Glider  Error! Reference source not found.   Balloon  Error! Reference source not found.         Is aircraft built for :  land       Error! Reference source not found.    water    Error! Reference source not found.      (Tick the applicable box)

Kit Manufacturer: (If Applicable)

 

Aircraft/Kit Serial Number:.......................................

Number of seats: .......................................

Number of engines: ..................

5.  Used Aircraft Details

Used Aircraft Previous Registration:  ..........................................

Previous country of registration:  ....................................

6.  Applicant’s Declarations

1. I certify that this aircraft will be used as an aircraft

Signature: ..........................

2. For a new aircraft, I certify that this aircraft has never been registered

Signature: ..........................

3. For a used aircraft, I certify that this aircraft is not on a foreign civil Civil Civil Aircraft Register

Signature: ..........................

4. I certify that the owner is over 18 years

Signature: ..........................

Owner or Agent’s Signature: .......................................................................................................

Date: .........................................

*  This application must be received by CASA’s Civil Aircraft Registry within 7 days of obtaining an assigned registration mark from CASA.


 

 

 

 

 

 

 

APPENDIX 2

 

INTERIM CERTIFICATE OF REGISTRATION


 

 

INTERIM CERTIFICATE OF REGISTRATION

 

Note:  This certificate of registration must be carried in the aircraft and remains in  force until the C of R .is received or registration cancelled, whichever occurs first..

Aircraft Assigned Registration

VH-..................................

NEW ISSUE    Error! Reference source not found.   RE-ISSUE    Error! Reference source not found.  CHANGE OF OWNER    Error! Reference source not found.  CHANGE OF AIRCRAFT PARTICULARS    Error! Reference source not found.  CANCELLATION    Error! Reference source not found.

(Tick the applicable box)

1.  Owner’s Details

 

Owner’s Name: ...................................................................

 

 

Address:  ..........................................................................................................................................................

..............................................................................................................      State: ............................................

 

 

 

 

 

 

 

3.  Non Amateur Built Aircraft Details (If Applicable):

Aircraft Manufacturer: ...........................................................

Type: ....................................

Model...........................

Aircraft Serial Number:.............................................

Year of Manufacture: .................

Country of Manufacture:.......................... .

Class of Aircraft:   Aeroplane   Error! Reference source not found.     Rotorcraft   Error! Reference source not found.     Airship   Error! Reference source not found.     Glider   Error! Reference source not found.     Balloon   Error! Reference source not found.                   Is aircraft built for :  land       Error! Reference source not found.    water      Error! Reference source not found.      (Tick the applicable box)

Type Certificate Number: .........................

4.  Amateur Built Aircraft Details ( If Applicable)

Class of Aircraft:    Aeroplane  Error! Reference source not found.   Helicopter  Error! Reference source not found.   Gyroplane  Error! Reference source not found.   Airship  Error! Reference source not found.   Glider  Error! Reference source not found.   Balloon  Error! Reference source not found.            Is aircraft built for :  land       Error! Reference source not found.    water    Error! Reference source not found.      (Tick the applicable box)

Kit Manufacturer: (If Applicable)

 

Aircraft/Kit Serial Number:.......................................

Number of seats: .......................................

Number of engines: .................

5.  Used Aircraft Details

Used Aircraft Previous Registration:  ..........................................

Previous country of registration: ....................................

6.  Applicant’s Declarations

1. I certify that this aircraft will be used as an aircraft

Signature: ...........................

2. For a new aircraft, I certify that this aircraft has never been registered

Signature: ..........................

3. For a used aircraft, I certify that this aircraft is not on a foreign civil Civil Civil Aircraft Register

Signature: ..........................

4. I certify that the owner is over 18 years

Signature: ..........................

Owner or Agent’s Signature: .......................................................................................................

Date:.........................................

 

 


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

INTENTIONALLY LEFT BLANK

 


 

 

 

APPENDIX 3

 

AIRCRAFT CLASSIFICATION TABLE

 

 

ICAO Annex 7 – Aircraft Nationality and Registration Marks

International Standards

 

 

 

Spherical free balloon

Free balloon           Non-spherical free

Non-power-driven:                                          balloon

    balloon

Spherical captive balloon

Captive balloon     Non-spherical captive

Lighter-than-air                                                                                balloon1

    aircraft

Rigid airship

Power-driven                  Airship                  Semi-rigid airship

Non-rigid airship

 

Aircraft                                           Non-power-driven           Glider                    Land glider

 Kite4                      Sea glider2

 

Landplane3

 Aeroplane             Seaplane2

Heavier-than-air                                                                             Amphibian2

    aircraft

Land gyroplane3

Gyroplane        Sea gyroplane2

Amphibian helicopter2

 

Power-driven                  Rotorcraft                                        Land helicopter3

Helicopter         Sea helicopter2

 Amphibian helicopter2

 

Land ornithopter3

Ornithopter            Sea ornithopter2

Amphibian ornithopter2

 

1.  Generally designated “kite-balloon.”

2.  “Float” or “boat” may be added as appropriate.

3.  Includes aircraft equipped with ski-type landing gear (substitute “ski” for “land”).

4.  For the purpose of completeness only.

 

 


 

 

Annex D

CAR/CASR Comparison Table


 

 

CASR Part 47 - AIRCRAFT REGISTRATION

 

 

CAR

DIFFERENCES

CASR

 

REGISTRATION AND MARKING OF AIRCRAFT

 

 

AIRCRAFT REGISTRATION

 

Division 1 - Civil Aircraft Register

 

7A - Registration of aircraft

 

 

 

 

 

47.1 (1) Object of Part 47

 (2)

 (3)

8 (1) - Aircraft Register

(2)

(3)

 

47.2 (1) Civil Aircraft Register

47.2 (2)

47.2 (3)

 

 

 

9 - Correction of Register

 

47.4

Division 1A - Registration of Aircraft

 

 

 

 

 

1 0 (1) - Application of registration

(2)

No reference to entitled persons in CASRs

47.5 (1) - Application for registration

47.5 (2)

47.5 (3)

47.5 (4)

47.5 (5)

 

 

 

1.1. (1) - Application for registration of imported aircraft

 (2)

 (3)

Provision of interim registration under CASR 47.10 and 47.5

47.5 - As above

 

 

 

12. (1) - Application by, or on behalf of, body corporate

(2)

 

47.5 (2) - Application by owner or agent

 

 

 

13. (1) - Registration of aircraft

(2)

(3)

No significant difference.

47.9 (1) - Registration of aircraft

47.9 (2)

47.7 (3)

 

 

 

13.A (1) - Aircraft not to be registered in certain cases

(2)

(3)

The current regulation is written in the negative.  The new CASR, in the positive

47.9 (1) - Registration of aircraft

47.9 (2)

47.9 (3)

 

 

 

13.B (1) - Certificate of registration

No significant difference

47.11 (1) - Certificate of registration

47.11 (2)

Division 1B - Notifying CASA of certain matters

 

 

 

 

 

13.C (1) - Destruction etc. of aircraft

(2)

(3)

 

47.15 (1) - Duration of registration

47.15 (2)

 

 

 

13.D (1) - Acquisition and disposal of property interests

 

No direct equivalence

 

13.E (1) - Changes and errors in registered aircraft

 

No significant difference

 

47.4 - Notification of registered  particulars

 

 

 

13.F (1) - Changes and errors in registered aircraft

(2)

(3)

All reference to property interests have been deleted in the CASR’s

No equivalence

 

 

 

13.G (1) - Notice required if certificate of registration holder stops being an entitled person

(2)

No reference to entitled persons in CASR’s

No equivalence

 

 

 

13.H (1) - How can you stop being a certificate of registration holder?

(2)

No significant difference

47.15 - Cancellation of registration

 

 

 

13.I (1) - Loss etc. of certificate of registration

(2)

(3)

(4)

(5)

(6)

No significant difference

47.14 (1) - Replacement certificates of registration

Division 1C - Expiry, suspension and cancellation or registration, etc.

 

 

 

 

 

13.J - Expiry of registration

No significant difference

47.11 (2) - Duration of registration

 

 

 

13.K - Duration of registration if not for a particular period

No significant difference

47.11 (1) - Duration of registration

 

 

 

13.L (1) - Cancellation by request

(2)

(3)

(4)

No significant difference

47.15 - Request for cancellation

 

 

 

13.M (1) - Cancellation if aircraft lost or destroyed

 (2)

No significant difference

47.15 - If aircraft is totally destroyed or scrapped

 

 

 

13.N (1) - Cancellation if certificate holder stops being entitled person

(2)

There is no reference to “entitled persons” in the new legislation

No equivalence

 

 

 

13.0 (1) - Cancellation if person stops being a certificate holder

(2)

No reference to “property interests” in the CASRs

47. 15 - Cancellation following transfer of ownership provisions

 

 

 

13.P (1) - Cancellation and suspension in other cases

(2)

(3)

(4)

(5)

(6)

Suspension and penalty provisions will be addressed in CASR’s Part 11

47.15 - Cancellation of registration


 

13.Q (1) - Effect of suspension

(2)

Suspension provisions will be addressed in a common area of CASRs Part 11

No direct equivalence or reference in this regulation

 

 

 

13.R (1) - Return of certificate on cancellation or expiry

(2)

 

47.16 - Surrender of certificate of registration.

 

 

 

13.S (1) - Issue of a new certificate of registration

 

47.13 - Re-issue of a certificate of registration following certain circumstances

Division 1D - Miscellaneous

 

 

 

 

 

13.T (1) - Bodies Corporate:  alteration of certificate

 

47.10 (1) - Notification of change of registered particulars

 

 

 

13.U (1) - Service of documents on a body corporate

 

No direct equivalent

 

 

 

14. (1) 0 CASA may ask for further particulars

(2) - Refusal to consider application

 

No direct equivalent

 

 

New CASA Part 47 initiatives

 

 

 

47.5 (3) - Assignment of registration marks through application by facsimile and telephone

 

 

 

 

 

47.22 - Exclusion of “Q code” and other emergency code letters from registration letters.

 

 

 

 

 

47.10 - Interim registration provisions

 

 

 

 

 

47.21 - Dealer’s registration marks

 

 

 

 

 

47.14 (1) - Use of dealer’s registration marks

 

 

 

 

 

47.29 - Exemption of certain kinds of aircraft

 

 


 

 

 

 

 

 

 

 

 

 

 

 

 

  How to submit comments on this NPRM

Written comments quoting NPRM 9807RP should be forwarded by

25th September 1998, to CASA's Regulatory Framework Program Office,

by one of the following means:

 

Post (no stamp required) NPRM Administration, Reply Paid 744,

Regulatory Framework Program Office,

GPO Box 2005,

CANBERRA ACT 2601

E-mail nprm_casr47@casa.gov.au

Fax (free call) 1800 653 897

 

Inquiries can also be sent to the address above, or by telephoning 1800 687 342 (international +61 2 6217 1520) during Australian east coast business hours